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  • Business Risk & Regulatory Compliance Review
  • Regional 1st line of Defense Business Risk Mgmt
  • Hybrid work mode & Multi-cultural Environment
Job Duties

  • Report to the Head of Business Risk
  • Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with the front office, investment, OR & Compliance professionals
  • Gatekeeper to ensure fulfilment of HKMA regulatory requirements

  •  Global Private Bank
  •  KYC/SOW & Account Opening Approval
  • Contract Compliance & Risk Management 

 

Job Duties

As part of the Business Risk and Compliance North Asia Team. You will play a key part in

  • conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements.
  • managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives.

  • Global Ranking Int’l Law Firms
  • Trilingual Legal Secretary for Capital Mkts & PE
  • Travel Arrg, Legal Documentation & Billing
Job Duties

  • Report to Partners with specialization in Financial Institution, M&A and Investment Management transactions
  • Accountable for calendar management & demanding travel arrangement
  • Manage intensive back to back meeting schedules across GC, AP and HQ

  • Top Ranking Pure Play Global Private Bank
  • Oversight Regulatory Affairs & Central Compliance
  • Excellent job security and worklife balance

 

Job Duties

  • As part of the core team members to oversight Regulatory Affairs Compliance issues
  • Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
  • Provide active advisory to business and senior management on any regulatory changes and implications to business

  • Global Industry Leader with over 13000 employees
  • APAC In-House Legal Transaction Nego & Advisory  
  • Hybrid Work Mode & Worklife Balance
Job Duties

  • Report to the North Asia Regional Head of Legal Counsel
  • Key member of transaction team to provide legal guidance & advisory support to complex structures
  • Accountable for end to end phases from reviewing, derivatives structuring, legal drafting, negotiation and implementation

  • Global European Private Bank
  • HKMA Compliance Monitoring & Control
  • Worklife Balance & Excellent Job Security
Job Duties

  • Perform annual risk assessment to identify key risk areas that need to be monitored.
  • Report to North Asia Head of Compliance
  • Accountable for HKMA regulatory risk assessment

  • SFC Regulated Global Asset Manager 
  • KYC/CDD/AML for New & Periodic Review
  • Friendly International Culture & Good Hours
Job Duties

  • As part of the AP Distribution Department to oversight regional KYC/CDD function 
  • Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients
  • Conduct PEP, sanctions, adverse news and STR review etc.

  • Oversight KYC and Client On-Boarding functions 
  • Good Working Hours & Comprehensive Benefits 
  • People Management & Global Private Bank
Job Duties

  • Report to the Regional Head of KYC 
  • Assume team lead functions to oversight KYC and client onboarding for low to high risk cases
  • Accountable for CDD Review to ensure fulfilment of regulatory, corporate governance 

  • Top Intl Law Firm & Award Winner of M&A Deals
  • Assist Senior Partner of Greater China Region
  • Promising Career Exposure
Job Duties

As the Legal Assistant/Secretary, reporting to Senior Partner in Charge of M&A/Financial Markets; you will be accountable for

  • Managing calendars, scheduling extensive meetings, appointments, and travel arrangements
  • Preparing, organising and filing legal documents
  • Conducting legal research and compile information for deal related preparation

  • Global Private Bank HK North Asia Branch
  • Sales Support Leader & Business Management
  • Competitive Bonus & Promising Career 
Job Duties

  • Report to Head of Business Management to ensure the smooth operations of daily business activities 
  • Manage a team of Client Service Associate and Sales Support from hiring, coaching and mentoring to ensure the daily business activities fulfill the regulatory & corporate governance  
  • Oversight the performance of sales support  

  • Global Private Bank
  • Director in Charge of KYC/AML Team
  • Worklife Balance! Competitive Offer & Sign-On Bonus
Job Duties

  • Report to HK Branch Head of Compliance
  • Team head in charge of supervising a team of 5-6 KYC specialists
  • Oversight KYC/CDD to ensure the fulfilment of HKMA regulatory requirements related to AML, CFT, sanctions and other financial crimes. Timely review of KYC/AML control and related procedures to conducting gap analysis with any regulatory/governance changes

  • In-House Paralegal Opportunity w/Global Bank
  • North Asia Commercial Litigation & Investigation
  • Expansion Headcount & Good Learning Opportunity
Job Duties

  • Report to Litgation Lawyer and faciliate commercial litigation, investigation and complaint cases
  • Accountable for conducting legal resarch and consolidation of related document
  • Assist in investigation process that called for extensive liaison with internal stakeholders from front to back office and external counsels
  • Support general advisory matters related to account opening, data access and any regulatory related aspects

  • HKMA Regulatory Compliance & Monitoring
  • Promising Growth & Comprehensive Bank Benefits
  • Supportive and friendly working environment
Job Duties

  • Manage regulatory related investigation, self-assessments and on-site examination
  • Oversight staff licensing & related enquiries from regulators
  • Support regulatory advisory, general compliance and related enquiries that called for extensive liaison with Senior Management, line managers across FTB Offices and Headquarter

  • Regional Compliance with Global Asset Manager
  • Regulatory, Central and Investment Compliance
  • Regional Exposure & Competitive Package
Job Duties

  • Report to the Regional Compliance Manager
  • Accountable for reviewing sales and marketing materials
  • Responsible for SFC licensing application, staff dealing and CPT hours

  • Top Ranking Pure Play Swiss Based Private Bank
  • North Asia KYC/SOW and Compliance Function
  • Promising Career & Comprehensive Bank Benefits
Job Duties

  • Perform client due diligence review on account opening documents and source of wealth (SOW)
  • Accountable for KYC for new/periodic clients including low to high risk
  • Ensure all account opening documents are complied with Bank policy and HKMA regulations