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  • Strategic Mgmt Consultancy & Fintech Functions
  • Integrated M&A, Technology & Innovation Project Mgmt
  • Promising International & Private Banking Career
Job Duties

As part of the regional management consultancy team and tasked with the following mission-

  • Drive & implement end to end business & technology projects by working with senior management and stakeholders across the region
  • Accountable for assessing business requirements and conducting feasibility studies to cater for new business, innovation, e-banking, fintech digitalization, technology and regulatory related initiatives
  • Prepare value added/quality management reports for committee meetings

  • North Asia Expansion KYC/Compliance Headcount
  • KYC/New & Periodic Client Accounts Approval
  • Excellent Work Life Balance & Int’l Environment
Job Duties

  • Report to the North Asia Head of Compliance and Head of KYC Compliance 
  • Accountable for managing KYC/CDD/SOW and new/periodic accounts approval by partnering with a team of professionals
  • Assume the KYC Compliance SME to ensure the fulfilment of regulatory/corporate governance

  • Equities+Structured Products Execution Dealer 
  • Excellent Job Security & Bank Benefits
  • Friendly & Int’l Private Banking Platform 
Job Duties

  • Report to the Head of Investment Products & Solutions and partner with a professional dealing team of 15 in HK & SGP
  • Provide timely and quality trade execution of equities, structured and derivative products by working closely with private bankers & IC
  • Responsible for tackling any pricing related enquiries

  • Regional Discretionary Portfolio & Investment Management 
  • Front office Exposures with UHNW Client Mandate Review 
  • International and well-established platform 
Job Duties

  • Assistant Portfolio Managers in delivering an outstanding investment proposition 
  • Supporting high net-worth clients’ portfolio rebalancing, cash and trade monitoring 
  • Ensure the timely execution of investment transaction 

  • North Asia Clients’ Accounts Documentation
  • Multiple Levels of Perm/Contract Openings 
  • Stable and International career platform
Job Duties

  • Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
  • Review and ensure validity of account/accurate KYC documentation
  • Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance

  • Regional KYC/AML Compliance Coverage 
  • New & Periodic Clients’ Account Opening/Approval
  • Multiple Levels of Openings Associate/AVP 
Job Duties

  • Manage end to end new and periodic clients’ account opening 
  • Account documentation and KYC/SOW 
  • Provide AML advisory to front office sales

  • Multi-asset classes product exposures 
  • Expansion North Asia Headcount 
  • Comprehensive Banking Benefit & Worklife Balance 
Job Duties

  • Provide comprehensive investment advisory & sales support to a small team of professional Investment Advisors & Product Specialists
  • Responsible for trade execution and ongoing portfolio management 
  • Tackle any product related enquiries by working closely with front office bankers & ARM and operations team 

  • Top Tier Global Private Bank
  • FO Product Pricing Analytics & Strategies
  • Product, Project Mgmt & Regulatory Exposure
Job Duties

Report to Regional Pricing & Revenue Strategist

  • Conduct quality/timely pricing analytics
  • Manage/facilitate the implementation of regional pricing initiatives

  • Boutique Global Private Bank 
  • Front Office Business Risk & Surveillance Team Head
  • Friendly international culture with excellent worklife balance
Job Duties

  • Assume FO Business Risk Management function by supervising a small team of 2
  • As 1st line of defense to oversight full spectrum of FO risk aspects including Product Suitability/Selling Process; Deposit Protection Scheme/Payments etc. 
  • Manage suitability review programs and resolve any escalated issues by working in partnership with Compliance, Risk, COO Mgmt office

  • UK Listed Global Private Bank
  • North Asia Business Risk Management
  • Function Head of 1st line of Defense
Job Duties

  • Assume the Functional Head of Business Risk Management for the North Asia Branch
  • Tasked with the mission to oversight the front office surveillance & ensure daily business activities fulfills regulatory & corporate governance by managing a team of 7
  • Extensive liaison with Business, Senior Management, COO, Compliance/OR to drive and implement effective risk control measures across line of business

  • Regional Business Performance Analytics & Planning
  • Comprehensive Banking Benefit & Worklife Balance
  • Expansion North Asia Headcount
Job Duties

  • Provide insightful and value added business performance/financial analytics to North Asia Branch CEO and senior management across the region/headquarters
  • As part of the global finance function to support business planning/development, annual budget and liquidity planning through providing advisory to bankers/line managers/business heads across the business/product teams, case reviews for growth strategy
  • Identify cost control measures and expenses review

  • Friendly Int’l Private Banking Environment
  • North Asia HK Branch Financial & Regulatory Reporting
  • Comprehensive Bank Benefits & Competitive Package
Job Duties

Report to the Deputy Head of Finance & Tax for the North Asia/HK Branch, the successful job holder will be accountable for

  • Timely and quality production of financial accounting and group reporting in accordance to IFRS/IAS
  • Ensure accurate headquarter submission and consolidation of management information data
  • Facilitate tax computation/TP related matters by working closely with external tax consultant

  • Regional Clients’ Accounts Documentation
  • N. Asia Regional Hub with 100+ Private bankers
  • Stable and International career platform
Job Duties

  • Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
  • Review and ensure validity of account/accurate KYC documentation
  • Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance

  • Report to the Head of AML HK
  • 2nd line of defense: AML/Compliance
  • Expansion Headcount
Job Duties

  • Provide AML advisory; Testing and Compliance Monitoring to Regulatory Reporting across capital market, corporate banking & private banking businesses
  • Assume 2nd line of defense to ensure the fulfilment of HKMA/SFC regulatory requirements and corporate governance as well as to maintain the AML policy and procedure
  • Conduct gap analysis/procedural review to cater for the continuous changes of regulatory requirements/new business initiatives/AML program implementation etc. 

  • Expansion North Asia Headcounts
  • KYC/Client Documentation Compliance Function 
  • Friendly International Private Banking Group
Job Duties

  • Report to the North Asia Head of KYC Compliance 
  • Accountable for managing KYC/Client Documentation by partnering with a team of professionals
  • Assume the KYC Compliance SME to ensure the fulfilment of HKMA regulatory/corporate governance