Category
Industry
Salary Range
- Strategic Mgmt Consultancy & Fintech Functions
- Integrated M&A, Technology & Innovation Project Mgmt
- Promising International & Private Banking Career
As part of the regional management consultancy team and tasked with the following mission-
- Drive & implement end to end business & technology projects by working with senior management and stakeholders across the region
- Accountable for assessing business requirements and conducting feasibility studies to cater for new business, innovation, e-banking, fintech digitalization, technology and regulatory related initiatives
- Prepare value added/quality management reports for committee meetings
- North Asia Expansion KYC/Compliance Headcount
- KYC/New & Periodic Client Accounts Approval
- Excellent Work Life Balance & Int’l Environment
- Report to the North Asia Head of Compliance and Head of KYC Compliance
- Accountable for managing KYC/CDD/SOW and new/periodic accounts approval by partnering with a team of professionals
- Assume the KYC Compliance SME to ensure the fulfilment of regulatory/corporate governance
- Equities+Structured Products Execution Dealer
- Excellent Job Security & Bank Benefits
- Friendly & Int’l Private Banking Platform
- Report to the Head of Investment Products & Solutions and partner with a professional dealing team of 15 in HK & SGP
- Provide timely and quality trade execution of equities, structured and derivative products by working closely with private bankers & IC
- Responsible for tackling any pricing related enquiries
- Regional Discretionary Portfolio & Investment Management
- Front office Exposures with UHNW Client Mandate Review
- International and well-established platform
- Assistant Portfolio Managers in delivering an outstanding investment proposition
- Supporting high net-worth clients’ portfolio rebalancing, cash and trade monitoring
- Ensure the timely execution of investment transaction
- North Asia Clients’ Accounts Documentation
- Multiple Levels of Perm/Contract Openings
- Stable and International career platform
- Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
- Review and ensure validity of account/accurate KYC documentation
- Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance
- Regional KYC/AML Compliance Coverage
- New & Periodic Clients’ Account Opening/Approval
- Multiple Levels of Openings Associate/AVP
- Manage end to end new and periodic clients’ account opening
- Account documentation and KYC/SOW
- Provide AML advisory to front office sales
- Multi-asset classes product exposures
- Expansion North Asia Headcount
- Comprehensive Banking Benefit & Worklife Balance
- Provide comprehensive investment advisory & sales support to a small team of professional Investment Advisors & Product Specialists
- Responsible for trade execution and ongoing portfolio management
- Tackle any product related enquiries by working closely with front office bankers & ARM and operations team
- Top Tier Global Private Bank
- FO Product Pricing Analytics & Strategies
- Product, Project Mgmt & Regulatory Exposure
Report to Regional Pricing & Revenue Strategist
- Conduct quality/timely pricing analytics
- Manage/facilitate the implementation of regional pricing initiatives
- Boutique Global Private Bank
- Front Office Business Risk & Surveillance Team Head
- Friendly international culture with excellent worklife balance
- Assume FO Business Risk Management function by supervising a small team of 2
- As 1st line of defense to oversight full spectrum of FO risk aspects including Product Suitability/Selling Process; Deposit Protection Scheme/Payments etc.
- Manage suitability review programs and resolve any escalated issues by working in partnership with Compliance, Risk, COO Mgmt office
- UK Listed Global Private Bank
- North Asia Business Risk Management
- Function Head of 1st line of Defense
- Assume the Functional Head of Business Risk Management for the North Asia Branch
- Tasked with the mission to oversight the front office surveillance & ensure daily business activities fulfills regulatory & corporate governance by managing a team of 7
- Extensive liaison with Business, Senior Management, COO, Compliance/OR to drive and implement effective risk control measures across line of business
- Regional Business Performance Analytics & Planning
- Comprehensive Banking Benefit & Worklife Balance
- Expansion North Asia Headcount
- Provide insightful and value added business performance/financial analytics to North Asia Branch CEO and senior management across the region/headquarters
- As part of the global finance function to support business planning/development, annual budget and liquidity planning through providing advisory to bankers/line managers/business heads across the business/product teams, case reviews for growth strategy
- Identify cost control measures and expenses review
- Friendly Int’l Private Banking Environment
- North Asia HK Branch Financial & Regulatory Reporting
- Comprehensive Bank Benefits & Competitive Package
Report to the Deputy Head of Finance & Tax for the North Asia/HK Branch, the successful job holder will be accountable for
- Timely and quality production of financial accounting and group reporting in accordance to IFRS/IAS
- Ensure accurate headquarter submission and consolidation of management information data
- Facilitate tax computation/TP related matters by working closely with external tax consultant
- Regional Clients’ Accounts Documentation
- N. Asia Regional Hub with 100+ Private bankers
- Stable and International career platform
- Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
- Review and ensure validity of account/accurate KYC documentation
- Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance
- Report to the Head of AML HK
- 2nd line of defense: AML/Compliance
- Expansion Headcount
- Provide AML advisory; Testing and Compliance Monitoring to Regulatory Reporting across capital market, corporate banking & private banking businesses
- Assume 2nd line of defense to ensure the fulfilment of HKMA/SFC regulatory requirements and corporate governance as well as to maintain the AML policy and procedure
- Conduct gap analysis/procedural review to cater for the continuous changes of regulatory requirements/new business initiatives/AML program implementation etc.
- Expansion North Asia Headcounts
- KYC/Client Documentation Compliance Function
- Friendly International Private Banking Group
- Report to the North Asia Head of KYC Compliance
- Accountable for managing KYC/Client Documentation by partnering with a team of professionals
- Assume the KYC Compliance SME to ensure the fulfilment of HKMA regulatory/corporate governance