PRBK0427BB427KT
  • Swiss Based Pure Play Private Bank
  • Friendly Int’l Private Banking Environment
  • Investment Risk; KRI, MIS reporting

Our Client

Representing the most established Switzerland based listed private bank operating in over 50 countries and total AUM of over USD 420Billion to search for Operational Risk Officer! 

Job Duties

  • Report to North Asia Head of Investment Risk, accountable for supporting investment suitability, risk disclosure, selling process review in accordance to the HKMA/SFC regulatory and corporate governance 
  • Responsible for pre/post trade monitoring and investment risk assessment/KRI reports
  • Identify any suspicious cases and serve as the escalation point to compliance department; also assist in MIS reporting
  • Assist the regional operational risk team to implement effective control measures

Requirements

  • Degree holder with at least 3 years of experience in business/operational risk earned from int’l bank
  • Sound HKMA/SFC regulatory knowledge and understanding of private banking business is highly desirable
  • Strong communication and interpersonal skill
  • Self-motivated team player with excellent analytical and problem solving skills
  • Strong proficiency in English and Mandarin is highly desirable
  • Proficient in Excel, VBA, SQL or other programming languages
APPLY NOW
Category : Private Bank
Industry : Banking & Finance
You may also interested in......
  • Multi-asset classes product exposures 
  • Expansion North Asia Headcount 
  • Comprehensive Banking Benefit & Worklife Balance 
Job Duties

Appointed by the most sustainable European Based Private Bank established since 1840s and with worldwide operations in over 20 locations to search for potential talents to join their Investment Advisory Team. 

 

  • Provide comprehensive investment advisory & sales support to a small team of professional Investment Advisors & Product Specialists
  • Responsible for trade execution and ongoing portfolio management 
  • Tackle any product related enquiries by working closely with front office bankers & ARM and operations team 
  • Boutique Global Private Bank 
  • Front Office Business Risk & Surveillance Team Head
  • Friendly international culture with excellent worklife balance
Job Duties
  • Assume FO Business Risk Management function by supervising a small team of 2
  • As 1st line of defense to oversight full spectrum of FO risk aspects including Product Suitability/Selling Process; Deposit Protection Scheme/Payments etc. 
  • Manage suitability review programs and resolve any escalated issues by working in partnership with Compliance, Risk, COO Mgmt office
  • UK Listed Global Private Bank
  • North Asia Business Risk Management
  • Function Head of 1st line of Defense
Job Duties
  • Assume the Functional Head of Business Risk Management for the North Asia Branch
  • Tasked with the mission to oversight the front office surveillance & ensure daily business activities fulfills regulatory & corporate governance by managing a team of 7
  • Extensive liaison with Business, Senior Management, COO, Compliance/OR to drive and implement effective risk control measures across line of business
  • Regional Clients’ Accounts Documentation
  • N. Asia Regional Hub with 100+ Private bankers
  • Stable and International career platform
Job Duties
  • Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
  • Review and ensure validity of account/accurate KYC documentation
  • Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance
  • Expansion North Asia Headcounts
  • KYC/Client Documentation Compliance Function 
  • Friendly International Private Banking Group
Job Duties
  • Report to the North Asia Head of KYC Compliance 
  • Accountable for managing KYC/Client Documentation by partnering with a team of professionals
  • Assume the KYC Compliance SME to ensure the fulfilment of HKMA regulatory/corporate governance