• Established Global Asset Mgmt Platform
  • Pre/Post Trade Investment Compliance
  • Regional/Global Project Exposure

Our Client

Top 10 European Asset Management Group with over USD 500 Billion AUM and hiring over 750 investment professionals worldwide to search for regional investment compliance veteran.

Job Duties

  • As part of the global investment compliance function
  • Responsible for pre/post trade monitoring with extensive usage of Bloomberg; coding of investment restrictions to conducting compliance testing to ensure best execution/trade allocation and soft dollars processes
  • Provide investment compliance advisory to Business and Portfolio Managers on any new product initiatives and any regulatory changes


  • Well qualified graduate with 5 years+/- Investment Compliance & Advisory experience
  • Sound SFC regulatory knowledge and understanding of asset management is highly essential
  • Strong communication and interpersonal skill
  • Self motivated team player with excellent analytical and problem solving skills
  • Strong proficiency in English and Mandarin is highly desirable
Industry : Banking & Finance
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