• Regulatory & Global Markets Compliance
  • Friendly & Int’l CIMB Banking Exposure
  • Excellent Job Security & Bank Benefits

Our Client


Job Duties

  • Provide regulatory and business compliance control support for the Capital Markets Business
  • Review/Enhancement of compliance procedures to surveillance in accordance to regulatory requirement/corporate governance
  • Facilitate training/promotion of compliance culture/awareness
  • Support the timely preparation of compliance reporting for senior management


  • Degree Holder with 2-3 years relevant regulatory and business compliance experience earned from int’l global markets and investment bank
  • Understanding of global markets and HKMA/SFC requirements
  • Seasoned communication skill
  • Proficient in Excel
Industry : Banking & Finance
You may also interested in......
  • Oversight HK Branch Operations/MTB
  • Excellent Job Security & Bank Benefits
  • Friendly & Int’l Banking Platform
Job Duties
  • In charge of the daily operations of Treasury, Capital Markets, Trade Finance Products and Accounting & Payment processes for the Private Banking/Asset Management, Global Markets and Corporate Banking businesses
  • Manage the MTB office operations team of 10 in Hong Kong 
  • Consult business and ensure the fulfilment of regulatory, operational risk and corporate governance for the daily operations 
  • Global Capital Market/Banking Group
  • Established FICC Product platform
  • Int’l Environment & Worklife Balance
Job Duties
  • Market data management including pricing data validation of various global markets financial instruments/products with data vendors
  • Ensure the data quality from data source providers such as Reuters, Bloomberg prior to circulating to front offices sales traders, risk, operations, accounting and IT departments
  • Facilitate internal set up for new products, market data collection process improvement, or data distribution and control related initiatives etc
  • Leading Treasury/Capital Market banking group
  • Regional Coverage include HK, PRC, SGP and JAP
  • Excellent culture and job security
Job Duties

To cater for the AP growth and in-sourcing of capital markets and Nostro Account processing hub in HK, the successful job holder will be accountable for Nostro account/cash accounts reconciliation and discrepancy investigation that requires extensive liaison with internal stakeholders across Asia in addition to ensuring the timely management reporting for operations department. 

  • Int’l Corporate Banking Group with strong presence in Asia
  • Dynamic Asia Processing Hub
  • Treasury Derivatives & Structured products, FXMM, Rates
Job Duties
  • Daily validation and monitoring of Asian capital market transactions and payment to ensure all operations activities are in compliance with HKMA regulatory requirements and the internal guidelines
  • Provide regional support to ensure timely processing and payment for multiple range of products such as FXMM, Treasury Derivatives and FICC products
  • Proactively assist to investigate and resolve clients’ enquiries on operations related issues through liaison with related Front to Back office team and counterparties