• Regulatory & Global Markets Compliance
  • Friendly & Int’l CIMB Banking Exposure
  • Excellent Job Security & Bank Benefits

Our Client


Job Duties

  • Provide regulatory and business compliance control support for the Capital Markets Business
  • Review/Enhancement of compliance procedures to surveillance in accordance to regulatory requirement/corporate governance
  • Facilitate training/promotion of compliance culture/awareness
  • Support the timely preparation of compliance reporting for senior management


  • Degree Holder with 2-3 years relevant regulatory and business compliance experience earned from int’l global markets and investment bank
  • Understanding of global markets and HKMA/SFC requirements
  • Seasoned communication skill
  • Proficient in Excel
Industry : Banking & Finance
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  • Manage end to end new and periodic clients’ account opening 
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  • Excellent Job Security & Bank Benefits
  • Friendly & Int’l Banking Platform
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  • Established FICC Product platform
  • Int’l Environment & Worklife Balance
Job Duties
  • Market data management including pricing data validation of various global markets financial instruments/products with data vendors
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  • Facilitate internal set up for new products, market data collection process improvement, or data distribution and control related initiatives etc
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  • Excellent culture and job security
Job Duties

To cater for the AP growth and in-sourcing of capital markets and Nostro Account processing hub in HK, the successful job holder will be accountable for Nostro account/cash accounts reconciliation and discrepancy investigation that requires extensive liaison with internal stakeholders across Asia in addition to ensuring the timely management reporting for operations department.