BANK0828BB498JL
  • Regulatory & Global Markets Compliance
  • Friendly & Int’l CIMB Banking Exposure
  • Excellent Job Security & Bank Benefits

Our Client

 

Job Duties

  • Provide regulatory and business compliance control support for the Capital Markets Business
  • Review/Enhancement of compliance procedures to surveillance in accordance to regulatory requirement/corporate governance
  • Facilitate training/promotion of compliance culture/awareness
  • Support the timely preparation of compliance reporting for senior management

Requirements

  • Degree Holder with 2-3 years relevant regulatory and business compliance experience earned from int’l global markets and investment bank
  • Understanding of global markets and HKMA/SFC requirements
  • Seasoned communication skill
  • Proficient in Excel
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Industry : Banking & Finance
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To cater for the AP growth and in-sourcing of capital markets and Nostro Account processing hub in HK, the successful job holder will be accountable for Nostro account/cash accounts reconciliation and discrepancy investigation that requires extensive liaison with internal stakeholders across Asia in addition to ensuring the timely management reporting for operations department. 

  • Int’l Corporate Banking Group with strong presence in Asia
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  • Daily validation and monitoring of Asian capital market transactions and payment to ensure all operations activities are in compliance with HKMA regulatory requirements and the internal guidelines
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