PRBK0930BB510KT
  • Expansion North Asia Headcounts
  • KYC/Client Documentation Compliance Function 
  • Friendly International Private Banking Group

Our Client

Representing the most sustainable European Based Private Bank to search for KYC Client Documentation Senior Associate/Manager for the North Asia Branch

Job Duties

  • Report to the North Asia Head of KYC Compliance 
  • Accountable for managing KYC/Client Documentation by partnering with a team of professionals
  • Assume the KYC Compliance SME to ensure the fulfilment of HKMA regulatory/corporate governance 
  • Facilitate ad-hoc Internal Audit and Regulatory Examination on KYC

Requirements

  • Degree holder with 5years+ solid experience KYC/CDD or AML/Compliance
  • Hands on experience in managing new and periodic accounts approval 
  • Prior experience in Private Bank is critical
  • Good understanding of HKMA/AML regulatory requirements
  • Self-motivated team player with excellent analytical and problem solving skills
  • Strong proficiency in English and Mandarin is highly desirable
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Category : Private Bank
Industry : Banking & Finance
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As part of the regional management consultancy team and tasked with the following mission-

  • Drive & implement end to end business & technology projects by working with senior management and stakeholders across the region
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  • Excellent Job Security & Bank Benefits
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  • Report to the Head of Investment Products & Solutions and partner with a professional dealing team of 15 in HK & SGP
  • Provide timely and quality trade execution of equities, structured and derivative products by working closely with private bankers & IC
  • Responsible for tackling any pricing related enquiries
  • Regional Discretionary Portfolio & Investment Management 
  • Front office Exposures with UHNW Client Mandate Review 
  • International and well-established platform 
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  • Assistant Portfolio Managers in delivering an outstanding investment proposition 
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  • Multiple Levels of Perm/Contract Openings 
  • Stable and International career platform
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  • Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
  • Review and ensure validity of account/accurate KYC documentation
  • Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance
  • Multi-asset classes product exposures 
  • Expansion North Asia Headcount 
  • Comprehensive Banking Benefit & Worklife Balance 
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  • Provide comprehensive investment advisory & sales support to a small team of professional Investment Advisors & Product Specialists
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  • Tackle any product related enquiries by working closely with front office bankers & ARM and operations team