• UK Listed Global Private Bank
  • North Asia Business Risk Management
  • Function Head of 1st line of Defense

Our Client

Job Duties

  • Assume the Functional Head of Business Risk Management for the North Asia Branch
  • Tasked with the mission to oversight the front office surveillance & ensure daily business activities fulfills regulatory & corporate governance by managing a team of 7
  • Extensive liaison with Business, Senior Management, COO, Compliance/OR to drive and implement effective risk control measures across line of business
  • Work in close partnership with business from identifying/validating key risks framework within North Asia Branch to meet regulatory and internal governance
  • Attend committee meetings to plan/facilitate the investigation & remediation measures or ad-hoc regional/global projects


  • Well qualified with 12 years+ Business Risk Management experience
  • Profound understanding towards Private Bank & HKMA/SFC regulatory requirements
  • Seasoned stakeholder management and communication skills in English and Chinese (both Cantonese and Mandarin)
  • Solid people management and supervisory skills
  • Proven capability to drive standards into processes and build/promote a risk-aware culture
Category : Private Bank
Industry : Banking & Finance
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  • Worklife Balance & Excellent Job Security 
  • Promising Regional EAM career opportunities
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Report to Head of External Asset Management Desk 

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  • Regional Front office Business Mgmt Support 
  • Business Performance, Financials Review & KPIs
  • Comprehensive Bank Benefit & Worklife Balance 
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  • Provide insightful and value-added business performance/KPIs/financial analytics to North Asia Branch CEO, senior management and Front office across the region/headquarters 
  • Serve the key contact point for front office RMs/ARMs to tackle any client related aspects & daily business activities including account opening, suitability and trades
  • Represent front office to liaise with L&C, operations and support functions for new business/products and regulatory/remediation related initiatives
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  • Periodic Review, EDD & Project Exposure
Job Duties
  • Conduct KYC/CDD, Account Documentation Review, Risk Assessment and Approval in accordance to regulatory requirements/corporate governance
  • Assume the role as subject matter expert to provide KYC/AML advisory by working closely with RM/senior management
  • Conduct investigation/transaction monitoring on any AML related enquiries from regulators/auditors
  • Regional Clients’ Accounts Documentation/Account Opening
  • N. Asia Regional Hub with 100+ Private bankers
  • Stable and International career platform
Job Duties
  • Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
  • Review and ensure validity of account/accurate KYC documentation
  • Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance
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  • Assume Structured Products and Equity OTC Derivatives Advisory from providing product strategies/trade ideas; facilitating clients’ presentation/meetings through strong engagement with experienced Bankers/ICs in Asia 
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