PRBK1119BB539JL
  • Boutique Global Private Bank 
  • Front Office Business Risk & Surveillance Team Head
  • Friendly international culture with excellent worklife balance

Our Client

Representing the North Asia Branch of a pure play European Based Private Bank with total AUM USD 138Billion+ to search for Head of Business Monitoring & Surveillance.

Job Duties

  • Assume FO Business Risk Management function by supervising a small team of 2
  • As 1st line of defense to oversight full spectrum of FO risk aspects including Product Suitability/Selling Process; Deposit Protection Scheme/Payments etc. 
  • Manage suitability review programs and resolve any escalated issues by working in partnership with Compliance, Risk, COO Mgmt office
  • Attend senior mgmt/committee meetings to identify any findings related to suitability/regulatory/risk control issues
  • Provide/Consult front office on post/pre trade monitoring/suitability issues/regulatory updates
  • Review/Establish control framework to system enhancements related initiatives
  • Promote risk control/regulatory culture
  • Participate in any regional/headquarters ad-hoc projects

Requirements

  • 10 years+/- Business Risk & Management Experienced earned from int’l private bank
  • Well versed with selling process and suitability framework 
  • Familiar with Private Bank and regulatory requirements
  • Seasoned communication skill & stakeholder management
  • Trilingual candidate
APPLY NOW
Category : Private Bank
Industry : Banking & Finance
You may also interested in......
  • Strategic Mgmt Consultancy & Fintech Functions
  • Integrated M&A, Technology & Innovation Project Mgmt
  • Promising International & Private Banking Career
Job Duties

As part of the regional management consultancy team and tasked with the following mission-

  • Drive & implement end to end business & technology projects by working with senior management and stakeholders across the region
  • Accountable for assessing business requirements and conducting feasibility studies to cater for new business, innovation, e-banking, fintech digitalization, technology and regulatory related initiatives
  • Prepare value added/quality management reports for committee meetings
  • Equities+Structured Products Execution Dealer 
  • Excellent Job Security & Bank Benefits
  • Friendly & Int’l Private Banking Platform 
Job Duties
  • Report to the Head of Investment Products & Solutions and partner with a professional dealing team of 15 in HK & SGP
  • Provide timely and quality trade execution of equities, structured and derivative products by working closely with private bankers & IC
  • Responsible for tackling any pricing related enquiries
  • Regional Discretionary Portfolio & Investment Management 
  • Front office Exposures with UHNW Client Mandate Review 
  • International and well-established platform 
Job Duties
  • Assistant Portfolio Managers in delivering an outstanding investment proposition 
  • Supporting high net-worth clients’ portfolio rebalancing, cash and trade monitoring 
  • Ensure the timely execution of investment transaction 
  • North Asia Clients’ Accounts Documentation
  • Multiple Levels of Perm/Contract Openings 
  • Stable and International career platform
Job Duties
  • Report to the Department Head and responsible for account opening & periodic documentation review by working closely with front office relationship managers/private bankers and compliance department
  • Review and ensure validity of account/accurate KYC documentation
  • Serve as the Account Documentation subject matter expert to ensure the adherence of HKMA requirement and corporate governance
  • Multi-asset classes product exposures 
  • Expansion North Asia Headcount 
  • Comprehensive Banking Benefit & Worklife Balance 
Job Duties
  • Provide comprehensive investment advisory & sales support to a small team of professional Investment Advisors & Product Specialists
  • Responsible for trade execution and ongoing portfolio management 
  • Tackle any product related enquiries by working closely with front office bankers & ARM and operations team