PRBK1119BB539JL
  • Boutique Global Private Bank 
  • Front Office Business Risk & Surveillance Team Head
  • Friendly international culture with excellent worklife balance

Our Client

Representing the North Asia Branch of a pure play European Based Private Bank with total AUM USD 138Billion+ to search for Head of Business Monitoring & Surveillance.

Job Duties

  • Assume FO Business Risk Management function by supervising a small team of 2
  • As 1st line of defense to oversight full spectrum of FO risk aspects including Product Suitability/Selling Process; Deposit Protection Scheme/Payments etc. 
  • Manage suitability review programs and resolve any escalated issues by working in partnership with Compliance, Risk, COO Mgmt office
  • Attend senior mgmt/committee meetings to identify any findings related to suitability/regulatory/risk control issues
  • Provide/Consult front office on post/pre trade monitoring/suitability issues/regulatory updates
  • Review/Establish control framework to system enhancements related initiatives
  • Promote risk control/regulatory culture
  • Participate in any regional/headquarters ad-hoc projects

Requirements

  • 10 years+/- Business Risk & Management Experienced earned from int’l private bank
  • Well versed with selling process and suitability framework 
  • Familiar with Private Bank and regulatory requirements
  • Seasoned communication skill & stakeholder management
  • Trilingual candidate
APPLY NOW
Category : Private Bank
Industry : Banking & Finance
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