- Equities + Structured Product Dealer
- Excellent Job Security & Bank Benefits
- Friendly & Int’l Private Banking Platform
Our Client
Swiss Based Private Bank with over 160 years+ private wealth management experience with total AUM of USD 250Billion+ to search for Equities & Structured Product Dealer for the HK/North Asia Branch with over 200 employees.
Job Duties
- Report to the Head of Investment Products & Solutions and partner with a professional dealing team in HK & SGP
- Provide timely and quality trade execution of equities & multi-asset classes of investment product by working closely with private bankers & IC
- Responsible for tackling any pricing related enquiries
- Facilitate regional new product/advisory and regulatory projects
Requirements
- Degree holder in Finance/ Economics with over 4 years steady trade execution/dealing track record preferably earned from int’l private banks, wealth management or securities brokerage
- Good understanding of multi-asset classes of investment products in particular with Equities and Structured Products
- Self-motivated team player with strong sense of responsibility
- Excellent communication skills in fluent verbal and written English, Mandarin and Cantonese
- Global Private Bank & Night Shift Dealing
- US Equities & FX Options Market coverage
- Excellent Worklife Balance & Bank Benefits
- Report to North Asia Head of Front Office
- Accountable for timely US equities, structured products and FX option trade execution by directly working with external UHNW families & clients for AP/Greater China region
- Provide quality client service and trade support to ensure fulfilment of HKMA /SFC compliance requirements
- Great Exposures to Client Onboarding
- Client Service & Administrative Experience
- International Private Banking Platform
- Conduct the client due diligence review including source of wealth, account-related documents, KYC profiles and name screening results
- Conduct name screening via different systems such as World Check, Factiva, internal and external systems
- Check investigation alerts that called for extensive liaison with the front office, compliance and respective stakeholders
- Regional exposures and stable platform
- Friendly working culture
- Promising career development
- As part of the Regional CDD Team under the COO Office, this job holder will be responsible for:
- Accountable for client onboarding for low to high-risk corporate and institutional clients Conduct end-to-end KYC / PEP and comprehensive CDD / EDD assessment in accordance with HKMA regulatory requirements/corporate governance
- Serve as the bridge between front office and compliance to tackle AML/FCC-related issues
- Global Private Equity Investment Manager
- Regional Investment Risk Oversight
- Promising Exposure with Competitive Benefits
In this role, you will be responsible for monitoring and analyzing investment risks across a diverse portfolio of assets. You will work closely with senior management and fund managers to develop risk management strategies and ensure compliance with regulatory requirements. Participate in ad-hoc global/regional projects to facilitate the new fund launch in the Greater China region.
- Expansion North Asia Headcount
- Transformation & Project Management
- MNC, Fintech & Financial Institutions
You will be responsible for analyzing business requirements, identifying needs, and translating them into effective technology solutions. You will collaborate with cross-functional teams to specify system requirements, design and implement solutions, and provide ongoing support and guidance throughout the development process.