- Hong Kong Greater China Based Private Equity Co
- Legal & Compliance advisory with FO/Deal Expo
- Small Team & Work-life Balance
Our Client
Appointed by one of the longest established Private Equity Investment Company based in HK to search for Paralegal for Legal & Compliance Department.
Job Duties
- Report to CEO
- Accountable for providing portfolio/transaction and deal related legal documentation review by working closely with investment team
- Responsible for corporate/fund structure and LP/GP advisory
- Ensure fulfilment of FATCA/CRS and BVI/Cayman requirements
- Oversight and monitor outsourced legal/compliance vendors
Requirements
- Degree holder with 5 years+/- relevant Paralegal/Junior Lawyer including 2 years relevant experience with private equity exposure
- Qualified lawyer is a definite advantage
- Prior experience in managing corporate and portfolio/deal related legal advisory
- Independent and multi-tasked with strong passion to take up accountabilities
- Proficient in English, Mandarin and Cantonese
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
You may also interested in......
- HKMA Regulatory Compliance & Monitoring
- Promising Growth & Comprehensive Bank Benefits
- Supportive and friendly working environment
Job Duties
- Manage regulatory related investigation, self-assessments and on-site examination
- Oversight staff licensing & related enquiries from regulators
- Support regulatory advisory, general compliance and related enquiries that called for extensive liaison with Senior Management, line managers across FTB Offices and Headquarter
- Regional Compliance with Global Asset Manager
- Regulatory, Central and Investment Compliance
- Regional Exposure & Competitive Package
Job Duties
- Report to the Regional Compliance Manager
- Accountable for reviewing sales and marketing materials
- Responsible for SFC licensing application, staff dealing and CPT hours
- Top Ranking Pure Play Swiss Based Private Bank
- North Asia KYC/SOW and Compliance Function
- Promising Career & Comprehensive Bank Benefits
Job Duties
- Perform client due diligence review on account opening documents and source of wealth (SOW)
- Accountable for KYC for new/periodic clients including low to high risk
- Ensure all account opening documents are complied with Bank policy and HKMA regulations
- Global Industry Leader in Private Banking
- In-House Legal Advisory & Drafting
- Rewarding Career Path & Worklife Balance
Job Duties
- Report to the North Asia Regional Head of Legal Counsel
- Provide corporate & legal advisory to issues related to licensing; investment product distribution/authorization, account opening and related issues in accordance to banking/SFC ordinance
- Responsible for drafting & reviewing commercial agreements and contracts by working in close partnership with senior management, business/product team & external lawyers
- Top Ranking European Based Private Bank
- Regulatory Compliance & Risk Assessment
- Promising Growth & Comprehensive Bank Benefits
Job Duties
- Report to Regulatory Head of Compliance & partner with a team of 5
- Facilitate HKMA and SFC investigation, self-assessments and on-site examination
- Manage complaint handling cases and regulatory reporting