CPLI0228BC027JL
  • Top Ranking Pure Play Swiss Based Private Bank
  • North Asia KYC/SOW and Compliance Function
  • Promising Career & Comprehensive Bank Benefits

Our Client

Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department.

Job Duties

  • Perform client due diligence review on account opening documents and source of wealth (SOW)
  • Accountable for KYC for new/periodic clients including low to high risk
  • Ensure all account opening documents are complied with Bank policy and HKMA regulations
  • Liaise with front office to follow up on outstanding and exceptional cases
  • Facilitate any ad-hoc regional projects from regulatory to automation related initiatives

Requirements

  • Degree holder in Accounting/ Business/Legal or related disciplines
  • 3 years+/- of relevant KYC experiencer earned from int’l bank
  • Relevant industry experience in private banking business is highly desirable
  • Good understanding of AML/HKMA/SFC regulatory requirements
  • Driven with strong problem solving capability and communication skill to work with internal stakeholders
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Industry : Banking & Finance
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