- Regional Compliance with Global Asset Manager
- Regulatory, Central and Investment Compliance
- Regional Exposure & Competitive Package
Our Client
Appointed by a worldclass Global Asset Mgmt & Alternative Investment industry leader, hiring over 1000 investment professionals and total AUM of USD 240 Bn to search for Regional Compliance Analyst/Associate.
Job Duties
- Report to the Regional Compliance Manager
- Accountable for reviewing sales and marketing materials
- Responsible for SFC licensing application, staff dealing and CPT hours
- AML/KYC review and monitoring
- Facilitate periodic compliance surveillance
- Assist the preparation regulatory reporting and procedures review in accordance to regulatory & corporate governance
Requirements
- 2-4 years relevant compliance, audit and investment risk experience earned from asset management industry
- Good understanding of SFC regulatory requirements
- Well qualified graduate in Accountancy, Finance, Business, Economics or related disciplines
- Good proficiency in written and spoken English and Mandarin
- Proactive team player with strong communication and interpersonal
- Proficiency in Microsoft Office applications (PowerPoint, Excel)
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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