• HKMA Regulatory Compliance & Monitoring
  • Promising Growth & Comprehensive Bank Benefits
  • Supportive and friendly working environment

Our Client

Appointed by Global Private Bank known for its long term commitment with over 150 years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance veteran.

Job Duties

  • Manage regulatory related investigation, self-assessments and on-site examination
  • Oversight staff licensing & related enquiries from regulators
  • Support regulatory advisory, general compliance and related enquiries that called for extensive liaison with Senior Management, line managers across FTB Offices and Headquarter
  • Review and revise policies and procedures to ensure compliance with applicable regulations
  • Provide guidance to senior management on regulatory changes and compliance issues
  • Develop and implement strategies to mitigate risks and ensure fulfilment of regulatory requirements
  • Work closely with other departments to ensure that compliance is integrated into all aspects of the bank's operations


  • Professional Qualification degree in Law, Finance, Accounting/Business or a related field
  • At least 8 years of experience in regulatory compliance within a private bank, wealth management or Financial Services Group
  • Strong understanding of regulatory and compliance frameworks in the Hong Kong, Greater China and Asia Pacific markets
  • Ability to interpret and apply regulatory requirements in a practical manner
  • Strong communication and interpersonal skills, with the ability to interact effectively with senior management and regulatory bodies
  • Fluency in English is required, additional language skills are a plus
Industry : Banking & Finance
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