CPLI0325BC122JL
  • Top Ranking Pure Play Global Private Bank
  • Oversight Regulatory Affairs & Central Compliance
  • Excellent job security and worklife balance

 

Our Client

Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Bank with 250 employees+ in North Asia Branch and operations in over 20 locations.

Job Duties

  • As part of the core team members to oversight Regulatory Affairs Compliance issues
  • Assume the subject matter expert on any regulatory changes and faciliate the proper implementation of procedures & policies
  • Provide active advisory to business and senior management on any regulatory changes and implications to business
  • Collaborate with internal stakeholders from self-assessment, complaints and external/internal audit
  • Manage regulatory survey/reporting; licensing/registration and related enquiries on a timely basis

Requirements

  • Bachelor's degree in Law, Finance, Business, or related field
  • 8+ years of regulatory affairs compliance experience in banking
  • Understanding of wealth management business is highly desirable
  • Strong knowledge of HKMA/SFC regulations
  • Excellent communication and problem-solving skills
  • Ability to work collaboratively and manage projects effectively
APPLY NOW
Industry : Banking & Finance
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