- Business Risk & Regulatory Compliance Review
- Regional 1st line of Defense Business Risk Mgmt
- Hybrid work mode & Multi-cultural Environment
Our Client
Representing one of the most established pure-play international private bank & asset management group hiring over 5000 employees globally to search for seasoned and experienced Business Risk specialist.
Job Duties
- Report to the Head of Business Risk
- Accountable for conducting 1st line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with the front office, investment, OR & Compliance professionals
- Gatekeeper to ensure fulfilment of HKMA regulatory requirements
- Facilitate process improvement; governance framework review and ongoing KRI reporting
Requirements
- Degree holder in accounting or related disciplined with 3 years+/- Business Risk & Regulatory Risk & Control experience earned from int’l private bank
- Self-motivated team player with excellent analytical, problem-solving solving and stakeholder management capabilities
- Strong proficiency in English and Mandarin is highly desirable
- Proficient in Excel, VBA, Python and Powerpoint
Category : AML, Legal & Compliance 
Industry :
Banking & Finance
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