PRBK0705BC135RL
  • Regional exposures and stable platform
  • Friendly working culture
  • Promising career development

Our Client

Representing the most sustainable European Corporate and Institutional Bank, with outstanding business performance with a net profit of USD 4.5 Billion and earning an A+ credit rating to search for a CDD KYC specialist to cater for its continued expansion in the Hong Kong Regional Office.

Job Duties

  • As part of the Regional CDD Team under the COO Office, this job holder will be responsible for:
  • Accountable for client onboarding for low to high-risk corporate and institutional clients Conduct end-to-end KYC / PEP and comprehensive CDD / EDD assessment in accordance with HKMA regulatory requirements/corporate governance
  • Serve as the bridge between front office and compliance to tackle AML/FCC-related issues
  • Active participation in CDD ad-hoc projects by working closely with compliance, risk and front-office

Requirements

  • Degree holder with at least 5 years +/- relevant CDD/KYC/EDD experience earned from international corporate banking group
  • Good understanding of HKMA / AML regulatory requirements
  • Proven capability to articulate KYC issues with stakeholders across the region
  • Familiar with the end-to-end client on-boarding processes and client lifecycle management activities
  • Good communication skills and strong attention to detail
  • Proficient in written and spoken English and Cantonese
APPLY NOW
Category : Private Bank
Industry : Banking & Finance
You may also interested in......
  • Most Sustainable International Private Bank 

  • Expansion Transaction Monitoring/STR Headcounts

  • Regional FCC/AML Compliance Dept 

Job Duties

As part of the Regional FCC function, the successful job holder will be accountable for

  • Report to Head of FCC and partner with a small professional team of 3
  • Transaction Monitoring, STR & Continuous Enhancement of AML Procedures and System/Tools Review
  • Investigation of trigger events/alerts to ensure the fulfilment of regulatory/corporate governance
  • Top Ranking International Private Bank 
  • Contract/Perm Client Documentation & CDD Support
  • Multicultural Environment & Competitive Benefits
Job Duties
  • As part of the Client Account Documentation team holding full accountability from Client Life Cycle and Static Data management
  • Serve as the case manager/subject matter expert from client on-boarding & periodic review by ensuring the fulfilment of compliance/regulatory/Fatca Tax related requirements
  • Drive and streamline processes to maximize quality deliverables
  • Multi-Asset Classes of Investment Advisory  
  • Expansion headcount for UHN Greater China Clients
  • Superb Job Security & Worklife Balance 
Job Duties
  • Assume active investment advisory and client facing role by collaborating with private bankers and products specialist
  • Accountable for providing timely global market updates and customized investment solutions from structured products, equities, fixed income, treasury, mutual funds and alternative investments etc
  • Continuous monitoring, portfolio review and provide value added market commentaries
  • Stable and well-known platform
  • All-rounded COB/KYC involvement
  • Friendly team with great exposures
Job Duties
  • Carrying out the professional review and approval of KYC client profiles along with sanctions and AML screening
  • Performing due diligence checks and relevant information searches
  • SOW/SOF review and analysis for all risk levels of high net worth and ultra-high net worth clients across the globe
  • Global Private Bank & Night Shift Dealing
  • US Equities & FX Options Market coverage 
  • Excellent Worklife Balance & Bank Benefits

Job Duties
  • Report to North Asia Head of Front Office
  • Accountable for timely US equities, structured products and FX option trade execution by directly working with external UHNW families & clients for AP/Greater China region
  • Provide quality client service and trade support to ensure fulfilment of HKMA /SFC compliance requirements