- Great Exposures to Client Onboarding
- Client Service & Administrative Experience
- International Private Banking Platform
Our Client
Representing our top-tier European Private banking group with AUM over USD 450 billion and over 600 employees in the Hong Kong North Asia Branch to search for young talent for the Client onboarding Department.
Job Duties
- Conduct the client due diligence review including source of wealth, account-related documents, KYC profiles and name screening results
- Conduct name screening via different systems such as World Check, Factiva, internal and external systems
- Check investigation alerts that called for extensive liaison with the front office, compliance and respective stakeholders
- Provide KYC approvals for various accounts under the Hong Kong booking centre
- Working with legal and compliance on documentation requirements and ensuring compliance with regulatory controls
Requirements
- Degree holder with relevant 3 years of related name screening, background searching and documentation checking experience from international banking and financial institutions
- With fundamental client onboarding and due diligence knowledge
- Good understanding of banking business and HKMA / AML regular requirements
- Strong communication and interpersonal skills to address KYC/CDD-related matters
- Good command of both written and verbal in English and Chinese
- MNC or non-banking background candidates will be considered
- Global Private Bank & Night Shift Dealing
- US Equities & FX Options Market coverage
- Excellent Worklife Balance & Bank Benefits
- Report to North Asia Head of Front Office
- Accountable for timely US equities, structured products and FX option trade execution by directly working with external UHNW families & clients for AP/Greater China region
- Provide quality client service and trade support to ensure fulfilment of HKMA /SFC compliance requirements
- Regional exposures and stable platform
- Friendly working culture
- Promising career development
- As part of the Regional CDD Team under the COO Office, this job holder will be responsible for:
- Accountable for client onboarding for low to high-risk corporate and institutional clients Conduct end-to-end KYC / PEP and comprehensive CDD / EDD assessment in accordance with HKMA regulatory requirements/corporate governance
- Serve as the bridge between front office and compliance to tackle AML/FCC-related issues
- Global Private Equity Investment Manager
- Regional Investment Risk Oversight
- Promising Exposure with Competitive Benefits
In this role, you will be responsible for monitoring and analyzing investment risks across a diverse portfolio of assets. You will work closely with senior management and fund managers to develop risk management strategies and ensure compliance with regulatory requirements. Participate in ad-hoc global/regional projects to facilitate the new fund launch in the Greater China region.
- Expansion North Asia Headcount
- Transformation & Project Management
- MNC, Fintech & Financial Institutions
You will be responsible for analyzing business requirements, identifying needs, and translating them into effective technology solutions. You will collaborate with cross-functional teams to specify system requirements, design and implement solutions, and provide ongoing support and guidance throughout the development process.